The regulatory framework
01/04/2011
This fact file aims to provide a comprehensive overview of the regulatory system, with more detailed coverage of areas common to all sectors of the financial services industry. The Financial Services Authority (FSA) authorises firms that wish to undertake financial services business and approves key individuals within those firms to undertake specific tasks. The FSA replaced five earlier regulators and nine different ombudsman schemes when it assumed its full powers in December 2001 ...
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