Retail distribution review (RDR)

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FSA Retail Conduct Risk Outlook 2012
March, 2012
 
Briefing front page
The FSA has published its Retail Conduct Risk Outlook (RCRO) for 2012. The RCRO sets out the FSA’s assessment of the 15 most significant retail conduct risks for the coming 18 months. These are risks arising from a firm’s conduct in their direct relationships with consumers, or where they have a direct duty to retail customers. The RCRO covers the prevailing macroeconomic and environmental factors impacting firms and consumers as well as the identified key risks.
 
 FSA_Financial_Conduct_Risk_Outlook_2012_INSURANCE.pdf,  FSA_Financial_Conduct_Risk_Outlook_2012_FS.pdf,  FSA_Financial_Conduct_Risk_Outlook_2012_FULL.pdf
 
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CII EU Update 13: Plus ça Change, Plus c’est la Même Chose: European Regulation in a Changing Political Context
January, 2012
 
Thumbnail of CII European Financial Services briefing
Update briefing on latest EU developments including general political context and Commission guidelines on the European Court's gender and insurance ruling.
 
 European_Financial_Services_Update_13_9Jan2012.pdf
 
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FSA – Life assurance newsletter
January, 2012
 
News items
The Newsletter covers the following topics...
 
 
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CII Briefing: Retail Distribution Review Final Implementation
December, 2011
 
Briefing on RDR Implementation
November has seen several consultations and other policy documents from the FSA in the run-up to the RDR implementation in 2013. This briefing summarises these developments and also links to European developments.
 
 Briefing_RDR_Final_Implementation_1Dec2011.pdf
 
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Financial Services Authority fines HSBC £10.5 million for mis-sales
December, 2011
 
News items
The Financial Services Authority (FSA) has issued its largest ever retail fine of £10.5 million to HSBC because of inappropriate investment advice provided by one of its subsidiaries...
 
 
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Financial Services Authority warns against “toxic” traded life policy investments
November, 2011
 
News items
The FSA has issued guidance to warn that traded life policy investments (TLPIs) are high risk, toxic products that are generally unsuitable for the majority of UK retail investors and should therefore not be promoted to them...
 
 
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ABI – response to FSA on simplified advice
November, 2011
 
News items
The ABI has responded to the FSA’s guidance consultation on simplified advice. In its response, the ABI stressed the need to allow more consumers to have their financial needs and wants addressed...
 
 
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From Chartered to Master
September, 2011
 
Technical articles
In an increasingly competitive advice market, one Chartered Financial Planner is attempting to improve and differentiate his service with an MSc in life and retirement planning...
 
 fs_sep_2011_chartered.pdf
 
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CII Thinkpiece 62: The Role of Professionalism in Securing Consumer Trust and Confidence
August, 2011
 
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A personal view by Adam Phillips of the Financial Services Consumer Panel on the role of professionalism in improving consumer outcomes.
 
 TP62_Phillips_Role_Profm_6Sep2011.pdf
 
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FSA - New rules on Platforms
August, 2011
 
News items
The Financial Services Authority (FSA) has published rules on platforms regulation. This follows a review of the regulation of platforms in the context of the objectives of the Retail Distribution Review (RDR).
 
 
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